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FCA Controlled Functions : ウィキペディア英語版 | FCA Controlled Functions
The Controlled Functions of the Financial Conduct Authority (FCA) are simplifying code names given to various functions within the Finance Services and relating to the carrying on of regulated activities by a firm. These are specified, under section 59 of the Financial Services and Markets Act 〔http://www.fsa.gov.uk/doing/regulated/approved/persons/functions〕 which still stands as the reference after the FSA split into the FCA and the PRA.〔http://www.ftadviser.com/2013/05/08/regulation/regulators/why-the-fsa-was-split-into-two-bodies-SX5toVpnEQtBbYNlcUC9xJ/article.html〕 The FCA is solely responsible for all applications for approval for FCA Designated Controlled Functions for all FCA solo regulated firms.〔http://www.fca.org.uk/about/what〕 == Controlled functions applicable for UK and overseas firms ==
抄文引用元・出典: フリー百科事典『 ウィキペディア(Wikipedia)』 ■ウィキペディアで「FCA Controlled Functions」の詳細全文を読む
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